BountifulRecruiter Since 2001
the smart solution for Bountiful jobs

Director Of Compliance

Company: Summit Global Investments
Location: Bountiful
Posted on: February 25, 2021

Job Description:

Job descriptionWe are looking to hire a Compliance Director who will be help shape our company's culture of 100% compliant and ensure understanding of and compliance with various regulatory agency requirements. This position is an opportunity to become an integral member of Summit Global Investments senior team. As a successful hire, you will be responsible for providing guidance to our entire organization, evaluating and developing compliance policies, planning and coordinating regulatory efforts, communicating with all stake holders, and building awareness and positioning for our company's procedures with the utmost integrity. The selected candidate will have broad exposure and research into agencies such as the SEC and FINRA. Familiarity with various financial instruments including equities, mutual funds, separate accounts, hedge funds, ETFs, private capital, hedge funds, etc. This is a "hands-on" position where one will work to create the material, policies and then coordinate with all outside professionals and SGI team members.Responsibilities:-- Evaluating and developing compliance policies and procedures-- Planning, directing, and coordinating compliance efforts-- Communicating and training centered around compliance-- Researching new (and "old") regulations with respect to our products and services-- Building brand awareness and positioning-- Coordinating projects from start to finish-- Preparing for and handling various audits and mock audits -- Coordinate and work with outside firms for GIPS, SAS70, Legal, Public Relations, Marketing, press releases, etc.Qualifications-- Bachelor's degree in business, marketing, communications, or related field-- Proven compliance experience-- JD, MBA and/or CFA (or CFA candidate) is preferred-- Strong interest and experience in financial markets is preferred-- Effective time management skills and the ability to multitask-- Strong writing skills (RFPs, DDQs, Questionnaires, etc.)-- Independent, Professional and Proactive work ethic-- Excellent interpersonal, written and oral communication skillsCompensation Package-- Competitive Salary - based on experience-- Excellent benefits including medical, dental, vision and supplemental insurance-- Yearly pre-funded HSA account-- 401(k) with match-- Opportunity for bonuses and potential for profit sharing

Keywords: Summit Global Investments, Bountiful , Director Of Compliance, Executive , Bountiful, Utah

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Executive Jobs


Assistant Salon Manager - Olympus Hills
Description: Assistant Salon ManagerGot shears and a winning attitude Have a yearning to earn and a desire to support other stylists Then let's talk Maybe you're a stylist who wants more responsibility,
Company: Great Clips
Location: Centerville
Posted on: 03/8/2021

Assistant Salon Manager - Lehi Macey's Center
Description: Assistant Salon ManagerGot shears and a winning attitude Have a yearning to earn and a desire to support other stylists Then let's talk Maybe you're a stylist who wants more responsibility,
Company: Great Clips
Location: Bingham Canyon
Posted on: 03/8/2021

Assistant Salon Manager - Pointe at 53rd
Description: Assistant Salon ManagerGot shears and a winning attitude Have a yearning to earn and a desire to support other stylists Then let's talk Maybe you're a stylist who wants more responsibility,
Company: Great Clips
Location: Salt Lake City
Posted on: 03/8/2021


Assistant Salon Manager - Super Albertson Center
Description: Assistant Salon ManagerGot shears and a winning attitude Have a yearning to earn and a desire to support other stylists Then let's talk Maybe you're a stylist who wants more responsibility,
Company: Great Clips
Location: American Fork
Posted on: 03/8/2021

Assistant Salon Manager - Rose Creek Crossing
Description: Assistant Salon ManagerGot shears and a winning attitude Have a yearning to earn and a desire to support other stylists Then let's talk Maybe you're a stylist who wants more responsibility,
Company: Great Clips
Location: Salt Lake City
Posted on: 03/8/2021

MAC Retail Beauty Sales Manager - Hiring Immediately
Description: Grow With Us Hudson is North America's leading travel retailer. For over 30 years, Hudson has met the needs and wants of travelers in more than 1,000 duty-free, duty-paid, and food beverage stores. (more...)
Company: Hudson Group
Location: Salt Lake City
Posted on: 03/8/2021

Manager & Team Members
Description: Job Description It is our 20th year anniversary and with a NEW Exciting Store, we need NEW and excited Team members for ALL postilions, Management, Openers Closer's, Day time and Evening Team
Company: Confidential
Location: Roy
Posted on: 03/8/2021

Manager/ Senior Manager, Technology Audit
Description: The Internal Audit Group IAG is a worldwide function with approximately 200 team members and offices in seven countries. IAG is comprised of assurance and risk professionals with diverse backgrounds (more...)
Company: American Express Services Europe Limited
Location: Salt Lake City
Posted on: 03/8/2021

Salon Manager - Hidden Valley Shopping Center
Description: Salon ManagerGot shears and a winning attitude Have a yearning to earn and a desire to hire and support other stylists Then let's talk Maybe you're a stylist who wants more
Company: Great Clips
Location: Midway
Posted on: 03/8/2021

Regional Sales Manager - Own a Franchise
Description: Own A Franchise40 BUSINESS CATEGORIESPROVEN BUSINESS MODELSFIND OUT HOW BUSINESSOWNERS CAN EARN MOREHave you ever thought about owning your own business If so, now is the perfect time to look into franchise (more...)
Company: Franchise Career Advisor
Location: Park City
Posted on: 03/8/2021

Log In or Create An Account

Get the latest Utah jobs by following @recnetUT on Twitter!

Bountiful RSS job feeds